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Similar To

EG 2.3 Case selection: Threshold Conditions cases

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 15.3 General notification requirements

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DEPP 7.2 Interviews

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 8.3 Use of the own-initiative powers in urgent cases

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 8.1 Introduction

EG 19.9 Electronic commerce activity directions: the FCA’s policy

COND 2.5 Suitability

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.30 The Mortgage Credit Directive Order 2015

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

SUP 1A.4 Tools of supervision

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 19.3 Credit Unions Act 1979

EG 19.23 Electronic Money Regulations 2011

EG 4.2 Notifying the person under investigation where notice is not required under the Act